AFSL Compliance & Authorisation

Overview

Corporate Authorised Representative (CAR)

Where required, TYJC may authorise investment managers to act as Corporate Authorised Representatives (CARs) under its Australian Financial Services Licence.

Any entity providing financial services in Australia must hold an Australian Financial Services Licence (AFSL) or be authorised as a Corporate Authorised Representative in order to conduct the following activities:

  • Providing general financial product advice in relation to securities and interests in managed investment schemes, limited to wholesale clients only
  • Issuing, arranging, acquiring, varying or disposing of financial products, limited to securities and managed investment schemes

TYJC Pty Ltd holds AFSL

Authorised representative arrangements and trustee services

  • Trust structuring and trust deed preparation
  • Review and approval of trust documentation
  • Maintenance of unitholder registers
  • Custodial and asset holding services
  • Trustee compliance reviews

Trust Establishment, Compliance & Custody Services

TYJC provides end-to-end trustee services under the AFSL framework, covering trust establishment, documentation, and ongoing compliance.

· Trust structuring and registration

· Trustee appointment and asset oversight

· Trust account administration

· AFSL-aligned trustee obligations

· Trust compliance policies and procedures

· Regulatory compliance monitoring

· Trust deeds and core governance documents

· Investment management and disclosure documents

· Information Memorandum (IM) management

· Investor application administration

· Wholesale suitability assessment

· Trust and MIS structure establishment

· Investment and disclosure documentation

· Trustee oversight and ongoing administration

Phased Service Framework

Stage 1

· Fund structure planning

· IM-related corporate information preparation

· CAR application documentation

Stage 2

· Legal and tax review of the Information Memorandum (IM)

· Structuring and roundtable discussions

· Confirmation of IMA, CARA and Trust Deed

Stage 3

· Drafting of the Trust Deed

· Initial IM preparation

· Execution of IMA and CARA

· CAR due diligence process

Stage 4

· Final review and verification of the Information Memorandum

Stage 5

· Legal execution and confirmation

· Tax review and general guidance

· Trustee execution

· CAR authorisation

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